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Compliance Officer

Compliance Officer

Are you a dedicated Quality Analyst or Compliance Executive eager to transition into a rewarding career as a Compliance Monitoring Officer? Look no further With the prestigious ICA Certificate in your arsenal, you are already one step ahead. Let us h...

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Compliance Manager

Compliance Manager

30 September by MERJE Ltd

MERJE has partnered with a leading financial services group/retail bank and we’re looking for a Compliance Manager with a strong understanding of SM&CR regulations. This role offers the chance to make a significant impact in a fast-paced and evolving...

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Compliance Officer

Compliance Officer

Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the...

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Compliance Officer

Compliance Officer

Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the...

Job hidden.
Compliance Officer

Compliance Officer

Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the...

Job hidden.
Compliance Officer

Compliance Officer

Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the...

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Compliance Manager

Compliance Manager

17 October by CB3 Associates Ltd

The Company: A regional sized yet expanding wealth management firm looking to bring in a Compliance Manager to take on a broad internal compliance role inclusive of file review, T&C and some operational involvement too. Office Location: Barlborough, ...

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Compliance Officer

Compliance Officer

9 October by Recruit Wealth

Recruit Wealth are delighted to be representing one of our very best Financial Planning clients in Hertfordshire for a Compliance Officer, to oversee compliance, T&C and AML, whilst working closely with the senior leadership team. Overview of the opp...

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Compliance Analiyst

Compliance Analiyst

Job Title: Entry-Level Compliance Analyst Job description : Full time Monday - Friday 9am - 5pm Location - Storrington, West Sussex with potential for hybrid in the future This role would suit someone who is looking to start or further their career i...

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Compliance Officer

Compliance Officer

Compliance Officer The role: A successful financial services business focused on supporting customers for the past 30 years with excellent customer service is now seeking to appoint a Compliance Officer. The role of Compliance Officer reports to Head...

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Compliance Analyst

Compliance Analyst

30 September by Page Personnel Finance

As a Compliance Analyst, you will play a crucial role in supporting the compliance function and ensuring that the firm adheres to all relevant regulatory and legal requirements. You will work closely with various teams across the firm, providing guid...

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Compliance Associate

Compliance Associate

21 October by MERJE Ltd

MERJE are currently supporting a long established FX/Currency business in their search for a Compliance specialist in London. You’ll have a fairly wide remit of responsibility, however expected that 50% of your time will be dedicated to managing thei...

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Compliance Analyst

Compliance Analyst

As a Junior Compliance Analyst, you will play a key role in ensuring the company complies with all relevant regulations and industry standards. This hybrid role will allow you to work both remotely and from their vibrant City of London office, giving...

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Compliance Officer

Compliance Officer

A leading Chartered Wealth Management firm are looking for a Compliance Monitoring Officer to join the team. This position can be office based or fully remote for the right person. It offers a competitive salary, and a comprehensive benefits package..

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Compliance Officer

Compliance Officer

2 days ago by MERJE Ltd

MERJE is delighted to be partnering with an established and highly reputable global Hedge Fund in their search for a Compliance Officer for their London office. This prestigious Hedge Fund has a rich history of excellence and innovation in the financ...

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Compliance Officer

Compliance Officer

21 October by Reed

Compliance Officer - Wealth Management Location: Berwick Upon Tweed or Durham Job Type: Full-time Salary: 35,0000 - 55,000 We are seeking a Compliance Officer L4 Diploma and a background in financial services. This role is ideal for someone who enjoy...

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Compliance Officer

Compliance Officer

17 October by NJR Recruitment

About US NJR are currently representing a Firm of Independent Financial Planners who are based in Leicester area, and who now require an ambitious and talented Compliance Officer to join their dynamic and forever growing business. Our Client work out...

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Compliance Officer

Compliance Officer

Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the...

Job hidden.
Compliance Officer

Compliance Officer

Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the...

Job hidden.
Compliance Officer

Compliance Officer

Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the...

Job hidden.
Compliance Officer

Compliance Officer

Compliance Officer: Basic To 60k Package & Bonuses, working for a Dynamic IFA & Wealth Manager, Hybrid role Working for a growing & dynamic wealth management firm you will be responsible for ensuring that the firm operate within the guidelines of the...

Job hidden.
Compliance Manager

Compliance Manager

3 October by Reed

Compliance Supervisor Location: Horsham (with UK travel) Job Type: Full-time Salary: up to 40k Reed Financial Services are looking for a dedicated Compliance Supervisor to join a Financial Services Compliance Department at the head office in Horsham..

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