Since launching in 1989, CMC Markets (CMC) has become one of the world's leading online financial trading businesses. CMC is listed on the London Stoc...
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Since launching in 1989, CMC Markets (CMC) has become one of the world's leading online financial trading businesses. CMC is listed on the London Stock Exchanges and serves retail and institutional clients through regulated offices and branches in 13...
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Key Responsibilities: Regulatory Compliance and Oversight: Ensure the company adheres to all applicable FCA regulations, including those specific to the CFD industry such as the FCA’s product intervention measures on CFD offerings (e.g., leverage lim...
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Your new company This is an excellent opportunity for a senior regulatory compliance professional to join London's leading SME bank. The firm specialises in providing corporate banking products and services, particularly in the real estate finance se...
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At M&G our purpose is to give everyone real confidence to put their money to work. As an international savings and investments business with roots stretching back more than 170 years, we offer a range of financial products and services through Asset ...
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Principal Purpose of the role: Duty: The Head of Compliance/CCO (SMF16) & MLRO (SMF17) has a duty to the Bank to work with management and staff to identify and manage regulatory risk and the risk that the Branch may be used for the purposes of financ...
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Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or r...
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Key responsibilities: Working closely day-to-day with the retail leadership team, you will have a dotted line to the central Risk and Compliance function where you will maintain a clear line of communication sharing best practice and helping to deliv...
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What You Will Learn from This Program As a Compliance Intern, you will gain valuable hands-on experience and insights into key areas of compliance operations, including: Client Onboarding and Due Diligence: Participate in the client onboarding proces...
Principal Purpose of the role: Duty: The Head of Compliance/CCO (SMF16) & MLRO (SMF17) has a duty to the Bank to work with management and staff to identify and manage regulatory risk and the risk that the Branch may be used for the purposes of financ...
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AXA Investment Managers (AXA IM) is a responsible asset manager, actively investing for the long-term to help its clients, its people and the world to prosper. Our high conviction approach enables us to uncover what we believe to be the best global i...
About the Role A leading financial institution is seeking an experienced Head of Compliance to oversee its compliance function. This is a Senior Management Function (SMF16 & SMF17) role, carrying prescribed responsibilities under the Senior Managers ...
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Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design ...
Significant and challenging opportunity to join established digital assets division of leading global asset manager. The ideal candidate will be responsible for the “build” function of the crypto regulatory roadmap. An outstanding performance record ...
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An established asset management firm is seeking an experienced Head of Compliance with international exposure to join their team. The Head of Compliance will collaborate with both the compliance and legal departments and will report to the Global Hea...
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Company Overview ITI Capital Limited is an esteemed FCA-regulated multi-asset brokerage firm in The City of London. Specializing in various asset classes and account types, including Equities, ETF's, Futures, Options, FX, CFD's, ETF's, Managed Funds ...
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Risk & Compliance Paralegal An excellent opportunity has arisen for a Paralegal to join the risk and compliance function of an international law firm. Based in London, the Risk and Compliance Paralegal will be offered a full-time, permanent position..
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Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk ass...
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Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help clients succeed by unlocking new value through expertise, trust and scale. We deliver solutions that solve complex challenges faced by ...
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Job Description We have phenomenal opportunities for experienced, part time Principal Mechanical Design Engineers to work in all areas of our Product Life Cycles from Mechanical Future Concepts, detailed Design and Qualification to Production and In-...
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Due to increased workload, we are looking for experienced Principal Mechanical Design Engineers to work in all areas of the Product Life Cycles from Mechanical Future Concepts, Detailed Design and Qualification to Production and In-service Support. Y...
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Are you a Dietetic Graduate or Dietetic Assistant looking to give your career the best start? If so, this might be for you. Join the team at Rhodes Wood Hospital and enjoy a rewarding career as a Dietetic Assistant, where you will provide care to som...
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Attention Safety Engineers If you have detailed understanding and experience in hazard analysis and safety evaluation processes, along with the ability to integrate them seamlessly with the system engineering process, this opportunity is for you. Are...
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Attention Safety Managers If you have detailed understanding and experience in the management and delivery of hazard analysis and safety evaluation and assurance processes, along with the ability to integrate them seamlessly with the system engineeri...
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Job Purpose: Join our dynamic team as a Valuations Administrator, where you'll play a crucial role in ensuring our clients' investment portfolios are accurately maintained and reflect their true value. Your expertise will help us deliver exceptional ...
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Job Title: EHS and Quality Executive Location: Hertfordshire, UK Job Type: Full-time, permanent position This global manufacturer seeks an experienced and knowledgeable EHS and Quality Executive to join the senior leadership team. Offered with a sala...
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There are 285 graduate Compliance jobs within 10 miles of The Rookery Hertfordshire on Reed.co.uk right now.
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